Skip to main content
CFA Society Houston
About CFA Society Houston
Member Information
Events
Investor Symposium
CFA® Program
Scholarship
Research Challenge
Career Tools

CFA Society Houston
 

 We are...

CFA Society Houston, founded in 1955. We promote the highest professional and ethical standards within the investment community and maintain ongoing educational and certification opportunities for its members. The Society allows individuals with common interests to advance their professional studies and obtain insight into key areas affecting investments.

We are a volunteer organization boasting 895+ members strong. All agree to abide by our ethics and code of conduct.

 Today at CFA Society Houston...

 Putting Investors First Month

Statement of Investor Rights Ten rights that any investor should expect from financial service providers

Putting Investors First

The Statement of Investor Rights was developed by CFA Institute to advise buyers of financial service products of the conduct they are entitled to expect from financial service providers.

Investors: Present the Statement to your financial professionals, whether you are establishing an investment plan, working with a broker, opening a bank account, or buying a home.

Financial Professionals: Support the Statement and provide it to your clients to show that you are committed to fundamental ethical principles. Let your clients know that they can trust you to provide the service they expect and deserve.

 

STATEMENT OF INVESTOR RIGHTS

WHEN ENGAGING THE SERVICES OF FINANCIAL PROFESSIONALS AND ORGANIZATIONS, I HAVE THE RIGHT TO...

  1. Honest, competent, and ethical conduct that complies with applicable law;
  2. Independent and objective advice and assistance based on informed analysis, prudent judgment, and diligent effort;
  3. My financial interests taking precedence over those of the professional and the organization;
  4. Fair treatment with respect to other clients;
  5. Disclosure of any existing or potential conflicts of interest in providing products or services to me;
  6. Understanding of my circumstances, so that any advice provided is suitable and based on my financial objectives and constraints;
  7. Clear, accurate, complete and timely communications that use plain language and are presented in a format that conveys the information effectively;
  8. An explanation of all fees and costs charged to me, and information showing these expenses to be fair and reasonable;
  9. Confidentially of my information;
  10. Appropriate and complete records to support the work done on my behalf.
 
 

 The Future of Finance Starts Now

Future of Finance - Use to display pictures and photos.  Future of Finance

http://www.cfainstitute.org/learning/future/pages/index.aspx

 Events-At-A-Glance

1/14/2014 5:30 PM   USC / CFALA CFA Review Streaming Media Program  
4/29/2014 7:30 AM   National 2014 Energy Valuation Conference  
4/30/2014 11:30 AM   CFA Houston Luncheon - How to profit from the Yellen Fed? What is happening with the U.S. dollar, the Euro, the Yen and gold and how do they impact your portfolios? 
5/14/2014 8:00 AM   Oil and Gas Modeling Boot Camp 
5/14/2014 11:30 AM   CFAH, CAIA and TXWSW Joint Event - "Finding Simplicity in a World of Dangerous Markets and Overwhelming Choice" 

 

* * * * *
Universities
Compete
in the CFA Institute
Research Challenge
for all the details
* * * * *

Have you browsed CFAH's BOOK LIST lately? CFHA's book list is offered in association with Amazon. 

Purchases made through this Amazon link will benefit the CFA Houston Scholarship Fund!

 

 

 2013 - 2014 Sponsors

 

 


Copyright ©2014 CFA Institute | Copyright ©2014 CFA Society Houston  | All Rights Reserved. 
Terms and Conditions | Privacy Policy