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 Non-Preemptive Share Issues in Asia: Role of Regulation in Investor Protection

Advocacy

Non-Preemptive Share Issues in Asia:

Role of Regulation in Investor Protection 

In this report, we review the regulations governing non-preemptive share issuance based on general mandates across four major jurisdictions in Asia (Hong Kong, Singapore, Thailand, and Malaysia). We then compare these market practices with the UK regulations of preemption and highlight the differences between the two groups. Our objective is to create awareness among investors, regulators, and company management and to draw a broad consensus on the principle of preemption. This report is part of our continued effort to raise the bar on corporate governance principles in Asia and to build trust and transparency among the various stakeholders in Asia’s capital markets.

CFA Institute - Padma Venkat, CFA; Kurt N. Schacht, JD, CFA; Robert W. Dannhauser, CFA; Tony Tan, DBA, CFA

To read the full report, please click HERE.

 Upcoming Events

Start Time
Title
Location InfoFilter
2/3/2015 12:00
The Science of MoneyUse SHIFT+ENTER to open the menu (new window).
FTSE Room, Level 9, Capital Tower, 168 Robinson Road Singapore 068912
3/3/2015 19:00
A Nudge Too Far – Predicting BehaviourUse SHIFT+ENTER to open the menu (new window).

John Owens Executive Room, Manchester Business School, 55 Market Street, #05-01 Singapore 048941

3/4/2015 9:00
Master Class : Excellence in Private Equity & Deal StructuringUse SHIFT+ENTER to open the menu (new window).
3/10/2015 9:00
Psychology of Human Behavior & PerformanceUse SHIFT+ENTER to open the menu (new window).
3/23/2015 9:00
Advanced Financial Analysis Series - Core ModelUse SHIFT+ENTER to open the menu (new window).
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 CFA Singapore Events (December 2014)

 

 

December begun with an Volunteer Information Session with Ms Brenda Hou, CFA, from the CFA Institute making an introduction to CFA Institute and the types of resources which are readily available. At the same session, Mr Arun Kelshiker, CFA, Mr Kevin Gin, CFA along with active volunteers of the Society provided an overview on the different committees and volunteering opportunities. 

 

The Charter Recognition Ceremony was held at the Hotel Fort Canning to recognize CFA Singapore members who have been awarded the CFA charter in the past 12 months.

 

The speaker event for the month, Mr Calvin Chu examined how Shared Value breaks the perceived trade-offs between corporate social responsibility and shareholder value. This session was held at the Chicago Booth School of Business Campus.

 

The month ended with the Year-end Party held at SQUE Rotisserie & Alehouse, The Central. Two lucky draw winners walked away with a bottle of wine each.

 

 CFA Singapore Events (November 2014)

 

   

There were a total of six speaker events held in November. The month begun with a presentation by Mr Yue Yao. During the session, Mr Yue provided an in-depth analysis of “quality” for firms in the mobile Internet service industry in China.  Ms Marie Cardoen reviewed the trends in the alternative investments industry and the role of liquid alternatives in client portfolios in a presentation held at Thomson Reuters. In the third event, Professor Joel Litman discussed on advanced cash flow analytics, balance-sheet evaluation, and enhanced fundamental analysis that leads to a far better understanding of credit risk.

Mr Jack Sim shared his insights on the challenges and opportunities of the concept of the base of the pyramid. He also addressed how an ecosystem approach empowers communities by providing trade and job opportunities to alleviate poverty. In the fifth session, Dr. Angelo Venardos and Mr. Glen Chee revealed the reality of offshore jurisdictions and the implications of the new regulatory environment. Lastly, Mr Manu Bhaskaran, CFA addressed the uncertainties in the global economy as well as the impact of these uncertainties on the Asian economies.

A masterclass on Mergers and Acquisitions was conducted by Arvind Mathur, CFA at the M Hotel Singapore. There were two networking sessions held during the month. Members were treated to good food and drinks at the monthly networking drinks session held at the Tippletown Café at Club Street. Members also participated in an exclusive guided tour to view the original masterpieces from one of the worlds most celebrated geniuses, Leonardo Da Vinci, shown in Southeast Asia for the first time at ArtScience Museum at Marina Bay Sands.

 

 
 

 Update from the Board

To view the update from our Board, click here.

 

 Candidates' Corner

CFA CHARTER

Your Passport to Global Investment and Finance   

Tens of thousands try, a faction succeed. CFA Singapore offers access to senior practitioners to prepare you for successful navigation of the rigorous CFA Programme.

Click here to find out more

 

 

 CFA Singapore Claritas Preparatory Course

To find out more on this course, please click the image above.

 

 

 CFA Singapore Quarterly Newsletter

 
Please click on the link below to view the latest issue of the CFA Singapore Quarterly Newsletter.

To view the PDF copies of past issues of our CFA Singapore Quarterly Newsletter, please click HERE

 

 CFA Institute Asia-Pacific Career Guide 2014

 

This guide is a navigational tool to find your way around the finance industry.

                                            

Click here to view the CFA Institute Asia-Pacific Career Guide for 2014.

 

 Angel Investors Tax Deduction Scheme (AITD)

 

The Angel Investors Tax Deduction Scheme is a tax incentive which aims to stimulate business angel investments into Singapore-based start-ups and encourage more angel investors to add value to these start-ups. Click here for more information.

 


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