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 Future of Asset Management Regulation 2020

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What does the future hold for asset management regulation? 

This marquee conference is dedicated to answering that very question. 

You are invited to join us for an insider’s view during this half-day virtual conference dedicated to the future of both institutional asset management and wealth management. You’ll hear from a panel of industry insiders who will share their thoughts on how politics will influence policy and how the elections will affect the course of asset management regulation. Our panels of preeminent political experts, senior regulators, and industry executives will also candidly examine current trends and explore possible future regulatory developments.   
 
LEARNING OBJECTIVES:  

  • Explore how the national elections can influence asset management regulation
  • Understand key features concerning the regulation of institutional asset management and wealth management
  • Examine some of the policy issues that regulators face

WHO SHOULD ATTEND:  

Any investment professional interested in how asset management regulation is likely to evolve. This could include:

  • Asset Owners and Managers
  • Attorneys
  • Compliance Officers​
  • Financial Advisors​
  • Portfolio Managers​
  • Wealth Managers​
  • Analysts​
  • Financial market researchers​

*This event is in-house and is not being broadcasted‎ or recorded. No media will be present and speaker or attendee attribution, in any form, is a violation of CFA Society Washington, DC’s code of conduct. 

 Speakers

Barry Barbash.jpg
Senior Counsel,
Willkie Farr & Gallagher
LLP

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Executive VP & General Counsel, Jackson National Life Insurance Co.

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Chief Legal Officer,
FINRA

Kristy Croushore.jpg
Kristy Croushore
Vice President, Government Relations,
Fidelity Investments

Scott Curtis.jpg
President, Private Client Group, Raymond James Financial

Daniel Gallagher.jpg
Daniel Gallagher
Chief Legal Officer,
Robinhood
Amy Kroll.jpg
Partner, 
Morgan, Lewis & Bockius

Walton Liles.png
Principal, 
Blue Ridge Law and Policy, P.C.
Matthew D. Malone, CFA.png
Managing Director, Real Estate, 
FS Investments
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First Vice President, Financial Advisor, 
RBC Wealth Management

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Founder, 
Scopus Financial Group
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Associate Director, Division of Investment Management, SEC

 Agenda

​9:00 AM
​WELCOME
Julie Dellinger, CFA, Board Chair, CFA Society Washington, DC
​9:05 AM
ASSET MANAGEMENT AND THE ELECTION PANEL

Kristy Croushore, Vice President, Government Relations, Fidelity Investments
Walton Liles, Principal, Blue Ridge Law and Policy, P.C.
Daniel Gallagher, Chief Legal Officer, Robinhood

Moderator:  Thomas Selman, CFA, Founder, Scopus Financial Group
​10:05 AM
INSTITUTIONAL ASSET MANAGEMENT PANEL

Barry Barbash, Senior Counsel, Willkie Farr & Gallagher LLP
Andrew Bowden, Executive Vice President and General Counsel, Jackson National Life Insurance Company
Sarah ten Siethoff, Associate Director, Division of Investment Management, SEC

Moderator: Matthew Malone, CFA, Managing Director, Real Estate, FS Investments
​11:05 AM
WEALTH MANAGEMENT PANEL

Robert Colby, Chief Legal Officer, FINRA
Scott Curtis, President, Private Client Group, Raymond James Financial
Amy Kroll, Partner, Morgan, Lewis & Bockius

Moderator: Anthony Marrelli, CFA, First Vice President, Financial Advisor, RBC Wealth Management
​12:00 PM
​CLOSING REMARKS
Thomas Selman, CFA, Founder, Scopus Financial Group

 Registration

Date & Time
Wednesday, October 28, 2020
9:00AM - 12:00PM ET

Location: Video Webcast

CFA Institute PL Credits: 3.5

CFP CE Credits: 3.5

Registration:
CFAW Members:   $50.00
Non-Members:      $95.00

 CFA Passport Program

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We encourage visiting members to attend our local programs at the CFAW Member Rate. 

 Sponsorship

For additional information about sponsoring this event, please contact: 

Bill Scott, CAE
(202) 872-4310 x2
bscott@cfawashington.org