CFA Societies Canada

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NSSC Policy 45-601 – Community Economic Development Investment Funds and Blanket Order No. 45-521.pdf
  
12/18/2013
Multilateral CSA Notice 45-312 Proposed Prospectus Exemption for Distributions to Existing Security Holders.pdf
  
12/16/2013
CSA Consultation Paper 54-401 Review of the Proxy Voting Infrastructure.pdf
  
11/13/2013
Saskatchewan Crowdfunding Proposals.pdf
  
11/5/2013
OSC Proposed Structure of Trading Facilities for a New Exchange.pdf
  
9/26/2013
CSA MI 62-104 and NP 62-203.pdf
  
7/12/2013
CSA Proposed NI 62-105 Security Holder Rights Plans.pdf
  
7/10/2013
AMF Consultation Paper - An Alternative Approach to Securities Regulators' Intervention in Defensive Tactics.pdf
  
7/10/2013
NSSC Proposed Rule 45-501.pdf
  
7/4/2013
CSA Modernization of Investment Fund Product Regulation (Phase 2).pdf
  
7/4/2013
IIROC - Debt Securities Transaction Reporting.pdf
  
5/10/2013
CSA 81-407 – Mutual Fund Fees.pdf
  
4/5/2013
MFDA Minimum Standards for Account Supervision.pdf
  
4/2/2013
OSC Exempt Market Review – OSC Staff Consultation Paper 45-710 Considerations for New Capital Raising Prospectus Exemptions.pdf
  
3/8/2013
IIROC - Use of Business Titles and Financial Designations.pdf
  
3/8/2013
TSX TSXV Emerging Market Issuers.pdf
  
2/26/2013
BCN 2013-01 Notice and Request for Comment – Proposed Revocation of BC Instrument 32-513.pdf
  
2/26/2013
CSA Consultation Paper 33-403 The Standard of Conduct for Advisers and Dealers.pdf
  
2/21/2013
CSA NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.pdf
  
1/10/2013