CFA Societies Canada

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IIROC Proposed Amendments to Dealer Member Rule Section 6.6.pdf
  
12/10/2014
CSA NI 23-101 Trading Rules.pdf
  
9/19/2014
BCSC Aequitas Application.pdf
  
9/11/2014
OSC Aequitas Application.pdf
  
9/5/2014
CSA Proposed Amendments to NI 21-101.pdf
  
8/6/2014
CSA NI 51-102 Venture Issuer Proposals.pdf
  
8/6/2014
OSC Notice - NI 45-106 New Prospectus Exemptions.pdf
  
6/17/2014
Multilateral CSA Notice - Proposed Amendments to NI 45-106 relating to the Offering Memorandum Exemption.pdf
  
6/17/2014
Multilateral CSA Notice -  Proposed Crowdfunding Exemption.pdf
  
6/17/2014
CSA Proposed National Policy 25-201 Guidance for Proxy Advisory Firms.pdf
  
6/17/2014
BCSC Notice 2014 03 – Notice and Request for Comment on Start-Up Crowdfunding.pdf
  
6/17/2014
OSC Statement of Priorities 2014.pdf
  
5/29/2014
CSA NI 45-106 AI and Minimum Amount Exemptions.pdf
  
5/8/2014
CSA NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption.pdf
  
3/14/2014
CSA Notice 81-324 - Mutual Fund Risk Classification.pdf
  
3/10/2014
Consultation on the Canada Business Corporations Act.pdf
  
3/7/2014
IIROC Proposed Requirements for Debt Securities Transaction Reporting.pdf
  
2/21/2014
Ontario Consultation Paper - Framework for PRPPs.pdf
  
1/17/2014
TSX Amendments to Company Manual - Backdoor Listings.pdf
  
1/6/2014