CFA Societies Canada

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CSA MI 45-109 Prospectus Exemption for Start-up Businesses.pdf
  
12/17/2015
CCMR Draft Initial Regulations.pdf
  
12/17/2015
MFDA Financial Planners.pdf
  
12/2/2015
NB Proposed Local Rule 45-509.pdf
  
11/6/2015
ASC Rule 45-516 Existing Security Holders Exemption.pdf
  
11/6/2015
CSA 21-315 Fixed Income Market.pdf
  
10/30/2015
Financial Planning Consultation.pdf
  
9/16/2015
MFDA CE Requirements.pdf
  
8/28/2015
CSA NI 13-101 SEDAR.pdf
  
8/28/2015
CSA NI 23-101 Trading Rules.pdf
  
8/17/2015
CSA MI 62-104 Take-Over Bids and related amendments.pdf
  
6/29/2015
CSA Multilateral Notice 45-315 Exemption for Distribution Through an Investment Dealer.pdf
  
6/12/2015
CSA MI 11-102 Passport System.pdf
  
6/12/2015
OSC Statement of Priorities.pdf
  
5/29/2015
CSA NI 94-101 Derivatives Clearing.pdf
  
5/13/2015
OSC Whistleblower Program.pdf
  
5/4/2015
IIROC Dark Rules Anti-Avoidance.pdf
  
3/30/2015
CSA Consultation Paper 92-401 Derivatives Trading Facilities.pdf
  
3/30/2015
CSA Derivatives Product Determination.pdf
  
3/24/2015
TSX Company Manual Amendments re Interlisted Issuers.pdf
  
3/6/2015
CSA NI 45-106 Rights Offerings.pdf
  
2/24/2015
IIROC Debt Transactions Fee Model.pdf
  
2/9/2015