CFA Societies Canada

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AMF Real Estate Exemptions.pdf
  
12/23/2016
CSA 81-102 Alternative Fund Amendments.pdf
  
12/22/2016
MFDA Business Titles.pdf
  
12/20/2016
IIROC Guidance on Order Execution Only Services.pdf
  
12/20/2016
IIROC Republication of Best Execution.pdf
  
12/9/2016
CSA Best Interests Consultation Paper.pdf
  
9/30/2016
CSA NI 31-103 Custody - EMD proposals.pdf
  
9/26/2016
MFDA Policy No. 8 ETFs.pdf
  
8/26/2016
ASC Crowdfunding.pdf
  
8/25/2016
CCIR Segregated Funds Working Group Issues Paper.pdf
  
7/15/2016
CSA Proxy Voting Infrastructure.pdf
  
7/12/2016
TSX Company Manual Ammendments to Part IV and VI.pdf
  
6/27/2016
Ontario Expert Committee - Financial Planning Report.pdf
  
6/17/2016
IIROC Foreign Trade Reporting.pdf
  
6/15/2016
CSA NI 23-101 Trading Rules.pdf
  
6/15/2016
MFDA Rule 2.3 POA.pdf
  
6/7/2016
OSC 2016 Statement of Priorities.pdf
  
5/6/2016
IIROC White Paper - Proficiency Upgrade and Directed Commissions.pdf
  
4/22/2016
CSA NI 94-101 Central Counterparty Clearing.pdf
  
4/22/2016
CSA NI 94-102 Derivatives Customer Clearing.pdf
  
4/19/2016
CSA MI 96-101 Trade Repositories.pdf
  
4/15/2016
BCSC MI 96-101 Trade Repositories.pdf
  
4/15/2016
MFDA Report on Charges and Compensation.pdf
  
3/9/2016
IIROC Proposed Provisions Regarding Best Execution.pdf
  
3/9/2016
CSA Mutual Fund Risk Classification Methodology.pdf
  
3/9/2016
OSC Whistleblower Program.pdf
  
1/11/2016