CFA Societies Canada

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CSA NI 81-105 Mutual Fund Sales Practices and related consequential amendments.pdf
  
12/7/2018
AMF Draft Regulation under the Insurance Act.pdf
  
12/7/2018
CSA NI 52-112 Non-GAAP and other financial measures.pdf
  
12/5/2018
CSA NI 31-103 Proposed Client Focused Reforms.pdf
  
10/18/2018
GFIN Consultation Document.pdf
  
10/11/2018
IIROC Order Execution Only.pdf
  
9/26/2018
IIROC Client Identifiers.pdf
  
9/26/2018
CSA NI 93-101 Derivatives Business Conduct.pdf
  
9/17/2018
ASC 31-505 Proposed Revocation.pdf
  
9/17/2018
MFDA Sanctions Proposal.pdf
  
8/1/2018
CSA Mandatory Post Trade Transparency.pdf
  
8/1/2018
MFDA Cost Reporting Proposal.pdf
  
7/13/2018
CCIR and CISRO Fair Treatment of Customers Guidance.pdf
  
6/15/2018
CSA Notice 61-303 Soliciting Dealer Arrangements.pdf
  
6/7/2018
CSA Notice 23-322 Trading Fee Rebate Pilot Study.pdf
  
5/24/2018
OSC Statement of Priorities.pdf
  
5/18/2018
OSC Staff Notice 11-779 Seniors Strategy.pdf
  
5/18/2018
IIROC Notice 18-0045 - Enforcement Alternative Forms.pdf
  
5/18/2018
CSA NI 45-106 and NI 31-103 Syndicated Mortgages.pdf
  
5/18/2018
Dept of Finance - Anti-Money Laundering Regime.pdf
  
4/27/2018
Ministry of Finance Consultation on Financial Planners.pdf
  
4/16/2018
BCSC Notice 2018-3 Women on Boards.pdf
  
3/29/2018
BCSC - Fintech Regulation.pdf
  
3/29/2018
AMF Women as Directors.pdf
  
3/29/2018
CSA CP 52-404 - Auditor and Director Independence.pdf
  
1/22/2018
201812_CAC Member Report.docx