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Title

State Securities Regulators Annual Meeting

Event Description

​State Securities Regulators to Hold Annual Meeting
Sept. 8-10 in Austin

The North American Securities Administrators Association (NASAA), marking 100 years of protecting investors, will hold its annual meeting Sept. 8-10 in Austin.

Registration is now open for the meeting, which will bring together securities regulators from U.S. states, the District of Columbia, Canadian provinces, and Mexico. The deadline to register and book the host hotel is Aug. 16.

Robert Cook, the president and CEO of the Financial Industry Regulatory Authority, is scheduled to address the meeting on Sept. 9.

Panel discussions include:

  • The SEC's recently adopted Regulation Best Interest Rule;
  • Enforcement and examination initiatives of state regulators, the SEC, and FINRA; and

A look back at how NASAA members coordinated to unravel a massive investor fraud in the 1990s.


Event Type

Society

Education Topic

 

Start Time

9/8/2019 7:30 AM

End Time

9/10/2019 8:30 PM

City

Austin

State/Province

TX

Event Country

USA

Event Region

Americas

Location Info

The Hyatt Regency Hotel Austin
208 Barton Springs Road
Austin, Texas 79704

Speaker

 

CE Credits

 

SER Credit

n/a

Currency

USD

Member Price

 

Non-Member Price

 

Candidate Price

n/a

Registration

All Day Event

 

Recurrence

 

Attachments

Content Type: MyCFA Custom Calendar
Created at 7/11/2019 10:41 AM by kellyw@amc-texas.com
Last modified at 7/11/2019 10:44 AM by kellyw@amc-texas.com