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Title

Putting Investors First - A Special Panel Discussion

Event Description

​CFA Institute has designated May 2016 as “Putting Investors First” Month. In conjunction with this, CFA Society Milwaukee invites you to a panel discussion focusing on ways that investors are protected and supported by the financial services industry. Government regulations are continually changing, and our panelists are well placed to discuss current issues as well as future ones which may develop. This is an important event for both financial professionals and their clients, and all are welcome. 

Moderator and Panelists - 

  • Darin Goodwiler - Chief Compliance, Risk and Ethics Officer, CFA Institute - will moderate the panel discussion
  • Jonathan Boersma, CFA, Head of Professional Standards and Executive Director of the Global Investment Performance Standards, CFA Institute
  • Sarah Peck, Ph.D, Associate Professor of Finance, Marquette University
  • Leigh Riley, Partner & Business Lawyer, Foley & Lardner LLP
To view the moderator and panelist's bios - click here!

Event Type

Society; Educational

Education Topic

Standards, Ethics, and Regulations

Start Time

5/17/2016 11:30 AM

End Time

5/17/2016 1:15 PM

Event City

Milwaukee

Event State/Province

Wisconsin

Event Country

USA

Event Region

Americas

Location Info

​Milwaukee Athletic Club
758 N. Broadway
Milwaukee, WI  53202

Speaker

See above

CE Credits

1 credit

SER Credit

1 credit

Currency

USD

Member Price

$20

Non-Member Price

$30

Candidate Price

$30 / University Students - $10

Registration

​Registration has closed.

All Day Event

 

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Event Short Info

 

Attachments

Content Type: MyCFA Calendar
Created at 4/16/2016 11:40 AM by bmatthias@adminproserv.com
Last modified at 5/16/2016 10:33 PM by bmatthias@adminproserv.com