Sign In
Manage PermissionsManage Permissions
|
Export Event

Title

RBA program - Module: Regulatory dynamics and practical implications

Event Description

About this module
Laws, legislation and guidelines are essential to define the playing field for the investment  professional. At the end of this module you will understand how this works, how the  different legislations interact and what the underlying ethical principles and assumption choices are. These will help you perform in this seemingly complex playing field.

Topics
  • Regulatory Framework 
  • Market abuse
  • Communication with regulators
  • Financial ethics
  • Relevant legal framework pension funds and insurance companies.

Study load & Format
The module will require 10 weeks of 10-12 hours of study load, including classes. This will  vary according to your pre-education and work experience. 
You are expected to attend in-class lectures at VU Amsterdam, which are supported by pre-readings and pre-assignments. This will serve as the basis  for the overall end-case (step-by-step) and will be part of the final examination, including testing. 

Classes & Lecturers
Monday November 9, 2020 from 16:00 to 21:00 
Regulatory Framework - By Prof. dr. Tom Loonen  
Market Abuse (I)– Mr. dr. Pieter van der Korst

Monday November 23, 2020 from 15:00 to 21:00 
Market Abuse (II) – Mr. dr. Pieter van der Korst
Regulatory framework for investment funds - Mr. Randy Pattiselanno

Monday December 7, 2020 from 15:00 to 21:00 
Communication with regulators – Mr. Saskia Nuijten
Financial Ethics (I) – Prof. dr. Johan Wempe

Monday December 14, 2020 from 15:00 to 21:00 
Financial Ethics (II) – Prof. dr. Johan Wempe
Relevant legal framework pension funds and insurance companies. - Mr. Robert Smits

Monday January 11, 2020 from 10:00 to 12:30 
Examination

Event Type

Society; Educational; Featured

Education Topic

 

Start Time

9-11-2020 15:00

End Time

9-11-2020 21:00

City

Amsterdam

State/Province

 

Event Country

 

Event Region

EMEA

Location Info

Vrije Universiteit FEWEB ​
De Boelelaan 1105
1081 HV Amsterdam​

Speaker

 

CE Credits

15

SER Credit

n/a

Currency

EUR

Member Price

2.050

Non-Member Price

2.295

Candidate Price

2.295

Registration

​​Please register by sending an email to irma.willemsen@cfavba.nl.

Presentations

 

All Day Event

 

Recurrence

 

Event Link

read more

Event Link Leads To New Tab

Yes

Event Short Info

<b>RBA program</b> - Module: Regulatory dynamics and practical implications

Attachments

Content Type: MyCFA Custom Calendar
Created at 27-7-2020 09:59 by irma.willemsen@cfavba.nl[CASMSTS:username]
Last modified at 10-9-2020 06:23 by irma.willemsen@cfavba.nl[CASMSTS:username]