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Title

Rules vs. Principles - with Andrew Fastow & Michael McMillan

Event Description

*This event is approved for 1.0 CE credit from the CFP Board and 1.5 hours of Ethics CPE Credit from the New Mexico Public Accountancy Board​*


​Despite today’s more regulated and enlightened business environment, we continue to witness “Enron-esque” failures of corporate governance and compliance. Enron’s former CFO will make observations about how the ambiguity and complexity of laws and regulations breeds opportunity for problematic decisions and will discuss what questions corporate directors, management, attorneys, fraud examiners and auditors should ask, in order to ensure that their companies not only follow the rules, but uphold the principles behind them.


 
Mr. Fastow was the Chief Financial Officer of Enron Corp. from 1998 – 2001.  In 2004, he pled guilty to two counts of securities fraud, and was sentenced to six years in federal prison.  He completed his sentence in 2011, and now lives with his family in Houston, Texas.  Mr. Fastow currently provides litigation support at a law firm, and he consults with Directors, attorneys, and hedge funds on how best to identify potentially critical finance, accounting, compensation, and cultural issues.

 
Join CFA Society New Mexico for this evening of networking and education as Andrew Fastow and the Director of Ethics Education at CFA Institute, Michael McMillan, CFA engage in a conversation about the current principels within the industry.

 
Schedule:
5:30PM - Registration Opens
5:30 - 6:30PM - Netowrking, Drinks, & Appetizers
6:30PM - Presentation with Andrew Fastow & Michael McMillan​, CFA

Education Topic

 

Start Time

3/20/2019 5:30 PM

End Time

3/20/2019 8:00 PM

City

Albuqurque

State/Province

New Mexico

Event Country

 

Event Region

Americas

Location Info

Hotel Albuquerque

800 Rio Grande Boulevard Northwest
Albuquerque, NM 87104

Speaker

Andrew Fastow & Michael McMillan

CE Credits

1.00

SER Credit

0.00

Currency

USD

Member Price

$30.00

Non-Member Price

$30.00

Candidate Price

$30.00

Registration

All Day Event

 

Recurrence

 

Event Type

Career

Begin

3/20/2019 5:30 PM

Nice Date

2019-03-20

End

3/20/2019 8:00 PM

Hosted by

New Mexico Society

Event Link

 

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Event Short Info

 

Recordings

 

Recording

 

Recordings

 

Attachments

Content Type: MyCFA Calendar
Created at 11/30/2018 8:19 AM by sharon.holman@cfainstitute.org[CASMSTS:username]
Last modified at 3/11/2019 11:02 AM by sharon.holman@cfainstitute.org[CASMSTS:username]