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Putting Investors First – Importance of Risk Culture

Event Description


As part of our ongoing participation in the Putting Investors First initiative, the CFA Society Ottawa will host a luncheon on May 24, 2017 featuring Mr. Kent Andrews, Senior Vice President, Regulatory Risk, TD Bank Group. Drawing on his extensive experience, as well as his current responsibility for risk culture at the bank, Kent’s presentation will focus on answering four critical questions:

  • What do we mean when we use the term "culture"?
  • How is thinking evolving both within firms and within regulators?
  • How do you know if you have the right culture?
  • Why is culture so important to investors?
Speaker: Kent Andrews, Senior Vice President, Regulatory Risk, TD Bank Group
Kent Andrews - TD.jpg
In addition to being responsible for risk culture, Kent oversees the relationship between the bank and its primary regulator, the Office of the Superintendent of Financial Institutions (OSFI) for the bank’s global operations and for other global regulators (except the USA).  In this capacity he ensures efficient and accurate response to OSFI’s requests and advises senior management on regulatory issues.

His diverse work history includes over 20 years in banking in both Canada and the US and over 10 years of regulatory experience as the Head of Large Bank Supervision at OSFI and as Advisor to the Financial Stability Board (FSB) in Basel, Switzerland.  In his FSB role, Kent was the lead advisor on the “Too Big to Fail” project and co-authored the FSB report on Supervisory Intensity and Effectiveness.  He is Chair of the BIAC Finance Task Force, a Paris-based international industry 

Date: May 24, 2017​

Place: Rideau Club, 99 Bank Street, 15th floor
Time: 11:45 Registration
         12:00 Lunch starts
         12:15 Presentation​​

Registration is closed.

Dress: Business dress (jacket and tie required).

Roxana Lund 
Program Chair, CFA Society Ottawa ​

Wesley Blight, CFA 
CFA President, CFA Society Ottawa


Kent Andrews, Senior Vice President, Regulatory Risk, TD Bank Group

Event Type


Education Topic

Standards, Ethics, and Regulations

Start Time

5/24/2017 11:45 AM

End Time

5/24/2017 1:30 PM

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Location Info

​Rideau Club, 99 Bank Street, 15th floor

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All Day Event







Content Type: MyCFA Calendar
Created at 4/17/2017 3:50 PM by
Last modified at 5/21/2017 6:53 PM by