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 Code of Ethics and Standards of Professional Conduct

 CFA Society Philadelphia has adopted the following Code of Ethics and Standards of Professional Conduct:

A Financial Analyst:

  • Acts with integrity, competence, dignity, and in an ethical manner when dealing with the public, clients, prospects, employers, employees, and fellow members.
  • Practices and encourages others to practice in a professional and ethical manner that will reflect credit on members and their profession.
  • Strives to maintain and improve their competence and the competence of others in the profession.
  • Uses reasonable care and exercises independent professional judgment.

All members of the Society are required annually to sign statements that they neither violated any of the above, nor have first-hand knowledge of violations by other members.