CFA Society Philadelphia

A Member of the CFA Institute Global Network of Societies


 Code of Ethics and Standards of Professional Conduct

 CFA Society Philadelphia has adopted the following Code of Ethics and Standards of Professional Conduct:

A Financial Analyst:

  • Acts with integrity, competence, dignity, and in an ethical manner when dealing with the public, clients, prospects, employers, employees, and fellow members.
  • Practices and encourages others to practice in a professional and ethical manner that will reflect credit on members and their profession.
  • Strives to maintain and improve their competence and the competence of others in the profession.
  • Uses reasonable care and exercises independent professional judgment.

All members of the Society are required annually to sign statements that they neither violated any of the above, nor have first-hand knowledge of violations by other members.