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The Role of a Whistle-Blower: Ethical Dilemmas in Investment Management


Maggiano's at the Rim

Start Time

11/18/2009 12:00 PM

End Time

11/18/2009 1:00 PM


Speaker:  Noreen Harrington
CE Credit: SER Credit
Ms. Harrington writes:  No one grows up telling their parents "I want to be a Whistleblower"!  When I exposed the wrong doings in the mutual fund industry, it was the hardest thing I have ever done -- and the most frightening.  I will take you through the many ethical decisions I had to make before reporting this crime.  This was grand larceny in the billions of dollars that affected 95 million people -- and impacted the reputation of all of us in the investment management business.  I will also discuss my views on what must be done at all corporate and governmental governance to prevent such scandals in the future. 

All Day Event









Content Type: Event
Created at 8/14/2009 11:39 AM by 0#.w|aimr\cfa461
Last modified at 10/28/2009 2:26 PM by 0#.w|aimr\cfa461