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Dear CFA Charterholders, CFA South Africa members and CFA Candidates,

The CFA Institute's Professional Conduct Program (PCP) is charged with assisting the CFA community in maintaining the integrity of our membership by investigating any allegations of breaches of the CFA Institute's Code of Ethics and Standards of Professional Practice.  Attached is some information about the PCP program, as well as statistics on the reported offenses.

We all have a role to play in protecting our collective reputation.   We can each assist by ensuring that any alleged wrong-doing by CFA charterholders, members, or CFA candidates are reported.  

Reports can be made in utmost confidence directly to Professional Conduct Program office as follows.

If you would like to volunteer to assist CFA South Africa with advocacy or other matters, please contact Martin Poole, Andrew Canter, or Ann Marie.

Thank you for assistance in maintaining the highest standards of ethical practice in our industry.


Martin Poole
for CFA South Africa

Andrew Canter
for CFA South Africa