Events Calendar

Export Event

Title

San Antonio - Putting Investors First

Event Description

Putting Investors First – Changes in Our Industry’s Regulatory Environment Since 2008; How Is It Impacting Our Industry and What Can We Do as Investment Professionals.

The “Putting Investors First” panel program will discuss the current ethical mandates and responsibilities, key regulatory issues pertinent today and tips for managing and thriving in this environment. It aims to discuss and promote awareness of best practices in asset management including:

  • Current and emerging regulatory trends
  • Discovery and prevention of investor fraud
  • Fairness and transparency in financial markets
  • Ethical dilemmas and grey areas.

The panel, hosted jointly by CFA Societies Texas and CFA Society San Antonio, will include a CFA Institute Governor, SEC Director, FINRA Director, Texas State Security Regulator, and practitioners from our CFA Society San Antonio.

Event Type

Society

Education Topic

Equity Investments; Portfolio Management

Start Time

5/19/2015 12:00 PM

End Time

5/19/2015 1:30 PM

City

San Antonio

State/Province

Texas

Event Country

 

Event Region

Americas

Venue

La Cantera Hill Country Resort
16641 La Cantera Parkway
San Antonio, TX 78256

Speaker

Panel

CE Credits

1.5

SER Credit

1.5

Currency

USD

Member Price

0

Non-Member Price

30

Candidate Price

30

Registration

All Day Event

 

Recurrence

 

Society

San Antonio

Attachments

Content Type: MyCFA Custom Calendar
Created at 4/21/2015 4:20 PM by kelly@amchouston.com
Last modified at 5/5/2015 10:42 AM by kelly@amchouston.com