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Title

Putting Investors First Panel

Event Description

 

Where Does the Financial Industry Stand Today?

Managing Money In a Post 2008 Regulatory Environment

 

AT&T Center

5:30 pm – 7:00 pm – Cocktails and Heavy Hors D’oeuvres

No Charge

 

The "Putting Investors First" panel program will discuss key regulatory issues pertinent today and tips for managing and thriving in this environment and current ethical mandates and responsibilities.  It aims at promoting awareness of best practices in asset management including:

  • Current And Emerging Regulatory Trends
  • Discovery And Prevention Of Investor Fraud
  • Fairness And Transparency In The Financial Markets
  • Ethical Dilemmas And Gray Areas

Expert speakers and panelists, including regulators and practitioners, panelist representatives will include:

 

·       Moderator – James Jones, CFA – CFA Board of Governors

·         David Woodcock - Regional Director of the Securities and Exchange Commission’s Fort Worth Regional Office and Chair of the Enforcement Division’s Financial Reporting and Audit Task Force

·         Scott H. Maestri - Associate District Director in FINRA’s Dallas Office.

·        Eric Boyce, CFA – Sr. Portfolio Manager, MacDonald Capital Management

Hosted jointly by CFA Societies Texas and CFA Society Austin.  Join us for this lively panel discussion and Q&A on May 19th.  Continuing Education credits (SER) will be given for this event. 

 

Event Type

Society

Education Topic

 

Start Time

5/19/2015 5:30 PM

End Time

5/19/2015 7:00 PM

City

Austin

State/Province

Texas

Event Country

 

Event Region

Americas

Venue

AT&T Executive Education and Conference Center - UT
1900 University Avenue
Austin, TX 78705

Speaker

 

CE Credits

 

SER Credit

Please see website for details

Currency

USD

Member Price

 

Non-Member Price

 

Candidate Price

0.00

Registration

All Day Event

 

Recurrence

 

Society

Austin

Attachments

Content Type: MyCFA Custom Calendar
Created at 5/15/2015 6:15 PM by kelly@amchouston.com
Last modified at 5/15/2015 6:15 PM by kelly@amchouston.com