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[Webcast] The Future of Asset Management Regulation:  Politics, and Policy, and Portfolios

Event Description

​The Future of Asset Management Regulation: 
Politics, and Policy, and Portfolios 
Wednesday, October 28 | 9:00AM – 12:00PM
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What does the future hold for asset management regulation? 

This marquee conference is dedicated to answering that very question. 

You are invited to join us for an insider’s view during this half-day virtual conference dedicated to the future of both institutional asset management and wealth management. You’ll hear from a panel of industry insiders who will share their thoughts on how politics will influence policy and how the elections will affect the course of asset management regulation. Our panels of preeminent political experts, senior regulators, and industry executives will also candidly examine current trends and explore possible future regulatory developments.   

  • Explore how the national elections can influence asset management regulation
  • Understand key features concerning the regulation of institutional asset management and wealth management
  • Examine some of the policy issues that regulators face
Who should attend:  Any investment professional interested in how asset management regulation is likely to evolve. This could include:

  • Asset Owners and Managers​
  • Attorneys​
  • Compliance Officers​
  • Financial Advisors​
  • Portfolio Managers​
  • Wealth Managers​
  • Analysts​
  • FInancial market researchers​
*This event is in-house and is not being broadcasted‎ or recorded. No media will be present and speaker or attendee attribution, in any form, is a violation of CFA Society Washington, DC’s code of conduct. 

This program has been granted 3.5 CFP CE Credit.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, the CFP® certification mark (with plaque design) logo and the CFP® certification mark (with flame design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Event Type


Education Topic


Start Time

10/28/2020 9:00 AM

End Time

10/28/2020 12:00 PM





Event Country


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Location Info




CE Credits


SER Credit




Member Price


Non-Member Price


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Registration for this conference is closed.


We encourage members of other CFA Societies to attend this event at the CFAW Member Rate. Please contact with any questions. 
Discounts/Refund Policy
Group Discount:
Organizations are eligible for a 10% discount when registering three or more people for an event. You may register multiple people, by selecting the Add Person button, after registering the first attendee. All registrations must be processed at the same as the 10% discount will automatically be applied at checkout.
Cancellations, Substitution, and Refund Requests
  • Substitutions are welcome at any time
  • Cancelations must be made in writing and emailed to on or before 5 business days prior to the event
  • No refunds will be processed after 5 pm ET, 5 business days prior to the event.
  • A $25 administrative fee will be applied to all cancellations.
  • Refunds will not be issued for no shows.

All Day Event











10/28/2020 9:00 AM


Content Type: MyCFA Calendar
Version: 9.0
Created at 9/1/2020 7:10 AM by[CASMSTS:username]
Last modified at 10/26/2020 12:08 PM by[CASMSTS:username]