FOR TEXAS CFA CHARTERHOLDERS:
Morning Session in the 500 West 2nd Street Building
· Fireside chat with top regulators in Texas
Marshall Gandy, SEC National Associate Director of investment Advisor examination
Scott Maestri, FINRA Examination Director for Texas
Travis Illes, Commissioner of the Texas State Securities Board
Afternoon Session at the Texas State Capitol
Seating for the morning event will be limited.
Host: CFA Societies Texas Advocacy Committee
CFA TEXAS ADVOCACY DAY INFORMATION AND REGISTRATON
ADMIN