Do only bad people make ethically questionable decisions?
In today’s fast paced and high-pressure world, busy finance and investment professionals often face ethical dilemmas where they must choose between competing and equally compelling options.
Through the use of real-life examples, we will identify the internal and external forces that can lead any conscientious professional to act unethically. Participants will have an opportunity to consider a series of short, real life case studies and vote on the best (and, in some cases, the least-worst) outcome.
We are pleased to introduce our presenters from CFA Institute:
Bradford Jealous, JD
Bradford is a Director and Senior Investigator (Enforcement – Professional Conduct) at CFA Institute, in Charlottesville, Virginia. Bradford investigates matters involving alleged violations of the CFA Code of Ethics and Standards of Professional Conduct by charterholders and candidates that are industry related. He also conducts hearings in front of the CFA Disciplinary Review Committee when necessary.
Paul R. Johnson
Paul is a Manager and Special Investigator (Enforcement and Exam – Professional Conduct) at CFA Institute in Charlottesville, Virginia. Paul supervises the PC-Exam team, which oversees candidate disclosures and exam-related conduct. Paul also investigates matters involving alleged violations of the CFA Code of Ethics and Standards of Professional Conduct by charterholders and candidates, both industry and exam related. In addition, Paul prepares and, when necessary, presents cases to the CFA Disciplinary Review Committee.
Julia McDonough
Julia is a Director and Senior Investigator (Enforcement – Professional Conduct) in Charlottesville, Virginia. In addition to investigating violations of the CFA Institute Code and Standards by members and candidates, Julia manages the Enforcement group’s paralegal staff and oversees its program to detect and mitigate misuse of the CFA designation. When necessary, she also conducts hearings before the organization’s Disciplinary Review Committee.
Registration is free of charge.
Click here to register.
This webinar is being produced for the following CFA societies:
CFA Society Atlanta
CFA Society Baltimore
CFA Society Minnesota
CFA Society North Carolina
CFA Society Pittsburgh
CFA Society Philadelphia
CFA Society Stamford
CFA Society Washington, DC
Thank you to CFA Institute for providing our webinar presenters.
