Thank you Volunteers, Speakers, +150 Attendees who made our Ethics Event on September 13 a success. We invited Nick Leeson, Johan Graafland (Tilburg University) and Wijnand Nuijts (DNB) to help us learn how we can recognize and avoid the slippery slope into unethical actions. Susan Spinner (CFA Germany) moderated. Volunteers: Diederik Bertens, RBA, Pieter van Putten, CFA, Matthijs Bolkenstein, Jenny Overman, CFA
July 11, 2018 IMPORTANT INFORMATION – MESSAGE TO OUR MEMBERS AND THEIR EMPLOYERS
Subject: compliance with Mifid II knowledge and competence guidelines
We are pleased to inform you that, in consultation with the Dutch Securities Institute (DSI), we have worked out further how our members can comply with the professional requirements from the applicable ESMA Guidelines that are part of MiFID II. This relates to investment professionals working in the institutional domain. Read more
MiFID II Update: April 26th a
letter, co-authored with DSI, was sent to employers whose employees must be
MiFID II compliant (those who have professional contact with clients) as of the
beginning of this year. The letter explains the knowledge exams that will
be offered by VU Amsterdam in collaboration with CFA Society VBA
Netherlands. The letter and a related Q&A can be viewed here.
More information will be available shortly about registration, costs and
locations of the exams. We will keep you informed via our newsletters and
Please refer questions per email or +31 20 618 2812. The content of this communication was coordinated with AFM.